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We offer Financial Planning and Comprehensive Portfolio Management to people who value collaboration and strive to live authentically. By addressing both our clients' emotional needs and financial goals, our process remains structured while delivering a personal and compassionate experience.
Our Services
The Prism Promise
You deserve a team that is committed to you feeling well taken care of, informed, and secure. Pursue your dreams and passions - We've Got Your Back!
Financial Planning is an advice-based service for a fixed fee ranging from $1800 - $5000. Financial Planning engagements will generally be for a maximum of six-months and may be renewed upon mutual agreement.
Financial Planning
Services included in a Financial Planning Engagement will be mutually agreed upon at the time of the engagement and can include:​
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Review of income, expenses, assets and liabilities
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Review of insurance coverages (life, disability, long-term care)
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Prioritization of financial goals & objectives
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Basic Tax Planning and Estate Review
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Review of Employee Benefit plans
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Education Planning
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Retirement Distribution Planning
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Asset allocation and location planning
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Meeting with CPA/Attorney/other adviser(s)
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Advanced tax & estate strategies
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Review of employee stock options & grants
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Other mutually agreed upon services
Comprehensive Portfolio Management is an "Assets Under Management" based service and fees charged are a percentage of assets being managed by Prism.
Comprehensive Portfolio Management
Services that are always included with Comprehensive Portfolio Management:
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Review of income, expenses, assets and liabilities
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Prioritization of financial goals & objectives
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Assessment of Risk Tolerance
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Discretionary portfolio management
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Annual review of investment goals and strategy
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Review of investment goals and strategy as needed due to life events
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Access to secure portal (account statements, performance reports and uploading documents securely)
Additional Services with Comprehensive Portfolio Management
*Additional Services that may be included by mutual agreement with Comprehensive Portfolio Management *
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Basic Tax Planning and Estate Review
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Review of Employee Benefit plans
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Education Planning
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Retirement Distribution Planning
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Collaboration with CPA/Attorney/other adviser(s)
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Advanced tax & estate strategies
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Review of employee stock options & grants
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Other mutually agreed upon services
* The fee schedule and assets under management table below are used to calculate assets with our
Comprehensive Portfolio Management Services. *
Fee Schedule
Fees are based on the total value of assets being managed by Prism. They are calculated and deducted from accounts on a monthly basis, based on an annual rate.
Assets Under Management
From
$0
$500,001
$1,500,001
$3,500,001
$5,000,001
More Than
To
$500,000
$1,500,000
$3,500,000
$5,000,000
$10,000,000
$10,000,000
Fee
1.50%
1.35%
1.00%
0.85%
0.65%
0.50%
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