Investment Management Services
Investment Management Services take the day-to-day responsibility of managing your portfolio off your plate. Building on your personalized financial plan, we handle implementation and ongoing oversight on your behalf — so you can stay focused on what matters most to you.
Our approach is grounded in time-tested principles and a deep understanding of your unique risk profile.
Professional Portfolio Management:
We take full responsibility for managing your investment accounts. We make all buying and selling decisions, handle rebalancing, and provide ongoing monitoring and adjustments based on your personalized asset allocation strategy.
Important Requirement:
Investment Management Services are only available to clients who also have an active Advice Services engagement with us.
What You Get:
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Full Discretionary Authority - We handle all buying and selling decisions on your behalf
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Personalized Asset Allocation - Based on your risk personality and account-specific preferences
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Regular Rebalancing - Keeps your portfolio aligned with your goals
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Ongoing Monitoring - Continuous oversight and strategic adjustments as markets change
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Qualified Custody - Accounts held at qualified custodian; you retain all ownership rights
Investment Management Fee Structure:
Assets Under Managment
$ 0 - $1,000,000
$1,000,000 - $3,000,000
$3,000,000 - $6,000,000
$6,000,000 +
Annual Fee
0.90%
0.80%
0.70%
0.60%
Minimum annual fee:
$500
Billing:
Monthly in advance, based on account value at the end of the previous month
Important Note:
Investment Management fees are billed separately from and in addition to Advice Services fees.
Example of Separate Services:
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Client with $2 million under management
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Investment Management: 0.80% = $16,000/year
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Ongoing Advice: $3,000/year
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Total annual fees: $19,000